Regulatory Analyst III

Purpose of Job

We are currently seeking talented Regulatory Analyst III for our San Antonio, TX facility.

Under direct supervision, performs basic work assignments to support regulatory operations. Learns regulatory processes and procedures. May assist in one or more of the following areas: review of laws and regulations for business impact, identification of outstanding compliance issues, gather information to support regulatory requirements and conduct analysis of existing processes to ensure compliance with state requirements.

Job Requirements

  • Participates in the development of recommendations to enhance risk indicators, change controls, and/or make process improvements.
  • Develops reports and communicates risk analysis and control testing results.
  • Assists with conducting reviews of laws and regulations for compliance impact and completes accurate risk assessments.
  • Works with Compliance Advisors to ensure proper implementation of business requirements, identify outstanding compliance issues, and gather information for compliance analysis.
  • Under direct supervision of management or mentor, administers compliance for routine regulatory requirements and reporting.
  • Coordinates and responds to regulatory requirements and routine requests.
  • Conducts compliance assessments.
  • May assist with process re design, coordination of remediation efforts, and surfacing gaps between written procedures and staff execution.
  • Works closely with Compliance Advisors in the development of effective department metrics.
  • Performs all other tasks as assigned.

Minimum Requirements

  • Bachelor's degree.  4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
  • Up to 2 years of related experience and accountability for moderately complex tasks and/or projects with minimal oversight.
  • Foundational and conceptual knowledge of the function/discipline and demonstrated application of knowledge, skills and abilities towards work products.
  • Foundational level of business acumen in the areas of corporate entity licensing, regulatory filings for day to day business operations, and industry knowledge of corporate governance and practices.

*Qualifications may warrant placement in a different job level.*

When you apply for this position, you will be required to answer some initial questions. This will take approximately 5 minutes. Once you begin the questions you will not be able to finish them at a later time and you will not be able to change your responses.

Preferred                                                                                                    

  • Experience with Project/Program Management
  • Knowledge of USAA Corporate Structure and Committee Governance
  • Excellent verbal, written, presentation and interpersonal skills Self-starter with strong problem-solving ability Experience with NIPR and Sircon for regulatory filings

The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

At USAA our employees enjoy one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. Additionally, our career path planning and continuing education will assist you with your professional goals.

USAA also offers a variety of on-site services and conveniences to help you manage your work and personal life, including seven cafeterias, two company stores and three fitness centers.

Relocation assistance is available for this position.

For Internal Candidates:

Must complete 12 months in current position (from date of hire or date of placement), or must have manager’s approval prior to posting.

Last day for internal candidates to apply to the opening is 11/12/18 by 11:59 pm CST time.